Managed IT for Financial Services
RIAs, wealth managers, and financial advisors operate under some of the most explicit cybersecurity rules in any SMB industry — and against attackers who specifically target client wires and custodial data. Inevat delivers managed IT designed around SEC, FINRA, and GLBA expectations, with the documentation institutional and high-net-worth clients increasingly require before engaging.
Schedule a Free ConsultationCompliance ServicesPrivacy and incident-response controls aligned to SEC requirements
Cybersecurity guidance and supervisory controls supported
SOC monitoring across every endpoint and identity
Documentation maintained continuously for examiners and clients
Where the money moves and the regulators watch.
Financial services firms hold custodial data, NPI, and client wire authority — exactly what attackers exploit and exactly what regulators expect you to protect. The SEC's Regulation S-P amendments now require written incident response programs, breach notification within specific timeframes, and demonstrable cybersecurity controls. FINRA's cybersecurity guidance is similarly explicit. Inevat delivers the technical controls and the documentation that prove you have them.
SEC, FINRA, GLBA Compliance
Reg S-P privacy controls, FINRA cybersecurity guidance, GLBA Safeguards Rule — mapped, documented, and maintained. Continuous evidence collection so examinations don't start as fire drills.
Explore ComplianceEmail Security & Wire-Fraud Defense
Layered email security and BEC defense — wire-fraud impersonation and CEO-fraud campaigns target wealth managers specifically. Inky catches what M365 and Google's defaults miss.
Explore Email SecurityIdentity & Access Management
MFA enforced everywhere, conditional access on custodian portals (Schwab, Fidelity, Pershing, etc.), and identity threat detection so account takeover attempts trigger response, not just alerts.
Explore SOC MonitoringEDR & Endpoint Security
Every advisor laptop and back-office workstation gets EDR — properly configured for the client management software you actually use, not generic policies.
Explore EDRDark Web Monitoring
Continuous monitoring for advisor and client-facing credentials in breach data. Rotating credentials before attackers can use them is the difference between an alert and an incident.
Explore Dark Web MonitoringPhishing Simulation & Training
Documented security awareness training — required by both SEC and FINRA frameworks, and the most common control insurers ask about during cyber underwriting.
Explore TrainingA complete IT stack — built for examiner expectations.
SEC examinations now routinely include cybersecurity questions. FINRA's exam priorities call out the same areas year after year — access controls, data protection, vendor management, training, incident response. Inevat's stack covers each of those at the technical layer and maintains the documentation at the compliance layer, so the examination is a review of what's already in place rather than a scramble to assemble it.
- Onboarding includes a written information security program
- Vendor management — including Inevat as a critical service provider — documented appropriately
- Incident response procedures aligned to Reg S-P timelines
- Training records maintained for every advisor and staff member
- Cyber insurance applications and renewals supported
Protect your firm and your clients.
Talk to our team about managed IT and cybersecurity built for RIAs, wealth managers, and financial advisors.
Schedule a Free ConsultationContact UsWhat financial services firms ask about managed IT.
How do you handle SEC Regulation S-P and the recent amendments?
Reg S-P now requires a written incident response program, breach notification within specific timeframes (generally 30 days), and reasonable procedures for safeguarding customer information. Our compliance program builds and maintains the written IRP, documents the safeguards, and runs the playbook if an incident occurs — including the customer notifications the rule requires.
Do you support our advisor stack — Salesforce FSC, Redtail, Wealthbox, Black Diamond, Orion, eMoney?
Yes. We support the IT environment around the common advisor platforms — Salesforce Financial Services Cloud, Redtail CRM, Wealthbox, Black Diamond, Orion, eMoney, Tamarac. The integration is at the IT layer (endpoints, network, identity, backup); we don't replace your platform vendor's support but we make sure the IT environment is reliable and integrated cleanly with custodian portals.
What about FINRA cybersecurity guidance — are you familiar with it?
Yes. FINRA's exam priorities and cybersecurity guidance call out the same control areas every year — access management, data protection, vendor management, training, incident response. Our managed IT stack delivers those controls at the technical level and our compliance program maintains the documentation. Broker-dealers face slightly different specifics than RIAs; we tailor accordingly.
Will managed IT make us look better in cybersecurity questionnaires from institutional clients?
Yes — directly. Institutional and high-net-worth clients increasingly send security questionnaires before placing assets. Our documentation answers the standard questions accurately (MFA, EDR, SOC, encryption, training, IR procedures, vendor controls). Better questionnaires often determine whether you keep an account or win a new mandate.
How does this affect our cyber insurance?
Insurers asking financial services firms about cybersecurity controls are unusually specific — they know what to look for. Documented MFA, EDR, SOC, training, backup, and incident response (all in our standard contract) make applications and renewals smoother and often produce better terms. We help complete questionnaires and maintain the evidence renewals reference.